NSCP Resources

Best of NSCP Currents

Members will receive NSCP Currents, the go-to resource for over 2,000 NSCP members and is positioned as the premier compliance publication of the financial services industry. The monthly journal features articles written by colleagues and other highly respected, industry professionals, tackling problems common to financial service firms.

NSCP Currents offers compliance professionals:

  • real-world interpretations of securities regulations and their impact to compliance programs,

  • actionable advice on regulatory and industry initiatives, and

  • best-practices, practical tools and functional resources to assist in fulfilling compliance responsibilities.

Click below to join our mailing list and to download a complimentary copy of the 2022 Best of NSCP Currents, showcasing selected articles from the previous year.

NSCP Jobline

The NSCP Jobline is a valuable resource for the compliance professional. Free to members, compliance openings may be posted for up to 30 days, and resumes may be posted for up to six months. Non-member job postings are $250 and both members and non-members may peruse the offerings at any time.

NSCP Compliance Scholarship

Designed to benefit professionals new to the securities compliance industry, the NSCP Compliance Scholarship is awarded annually and includes a registration to the NSCP National Conference and a 1 year NSCP Membership.

NSCP Vendor Directory

The NSCP Vendor Directory provides a listing of verified service providers providing legal, consulting, technology, and educational resources.

The Securities Compliance Podcast Series

NSCP presents The Securities Compliance Podcast, hosted by Patrick Hayes, investment management counsel at Calfee, Halter & Griswold. This is is personal master class for the securities legal and compliance professional. Patrick’s passion is to help put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.