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Compliance Manager/Senior Compliance Manager - Marketing Betterment Location: New York Job Details Compliance manager salary...

Expert Witness & Consulting Professional - FINRA / SEC Regulatory Matters Barrington Capital Management, Inc. Location:...

Compliance Specialist CNL Securities Location: Orlando, FL Position Summary The primary responsibility of the position is to...

1. What is your role at NSCP, and how do you support our members? As Director of Business Systems & Operations, I bring structure to...

The SEC’s Marketing Rule continues to be an area of heightened regulatory attention—and recent exam findings suggest that many firms...

Client complaints are an inevitable part of doing business in financial services—but how firms respond to them can significantly influence...

Washington, DC (December 17, 2025) — The National Society of Compliance Professionals (NSCP) is proud to announce its recognition at the 2025...

Washington, DC (November 6, 2025) – The National Society of Compliance Professionals (NSCP) pleased to announce that Heather Traeger, General...

Honoree to be Recognized During NSCP National Conference in October Washington, DC (September 17, 2025) – The National Society of Compliance...

On September 8th, NSCP submitted an input letter to the SEC Crypto Task Force. The input letter focused on three areas, (1) the classification of...

Efficiency in compliance work isn’t just about saving time, it’s about making sure critical tasks don’t slip through the cracks....

On August 21, NSCP submitted a proposal to SEC Chair Paul Atkins for an SEC Compliance Advisory Committee. NSCP's cover letter describes the value...