The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
NSCP 2019 Spring Events
Don’t miss these NSCP Spring Events – registration to open in January
- April 30 – May 1 – Spring Conference and Regulatory Interchange in Chicago, IL
*The Spring Conference will offer two training tracks, designed for new and for seasoned professionals:
- TRACK 1: Building Core Competencies – BD & IA Training for New Compliance Professionals
- TRACK 2: Today’s Issues and Insights – Coverage for Seasoned Professionals
NSCP News & Updates:
Become a Mentor or Mentee today!
NSCP’s very own Craig Watanabe couldn’t have said it better during our Volunteer Showcase:
"...NSCP is devoted to the development of compliance professionals. The Mentoring Program is a great compliment to the conferences, publications and other NSCP member benefits. However, mentoring holds the potential to be THE MOST beneficial of all NSCP member benefits because the training is tailored to the needs to the mentee..."
It's here, and it’s available for all of our members to participate in. It’s time to give back and lean in. Don’t underestimate the impact you’ll have!
[av_button label='START CONNECTING' link='manually,https://community.nscp.org/mentoring' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
Your opportunity to meet over 800 fellow compliance professionals happens at the annual NSCP National Conference, this October 21-23 at the Baltimore Hilton in Maryland.
You'll find essential compliance topics to enhance your skills and knowledge; participate in our most sought-after lab sessions; and learn from our inspirational and insightful keynote speakers.
Stay tuned – you'll be hearing from us soon!
In preparation for NSCP's meeting with FINRA Executive Management in June, FINRA has requested NSCP member feedback, positive or negative, regarding their 2019 examination experience and/or experiences with Regulatory Coordinators.
If you would like to provide feedback, on an anonymous basis, please leave your comments on NSCP's MemberVoice portal. If you feel comfortable doing so, please include which FINRA District Office conducted your examination.
[av_button label='SUBMIT FEEDBACK' link='manually,https://nscp.org/membervoice/?tfa_1922=Yes' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
Early Bird Discount Available Until March 29th
Save $165 by registering to attend both the NSCP Spring Conference and the Regulatory Interchange (April 30 – May 1) in Chicago.
Spring Conference Rates*:
Members $375 | Non-members $570
(*higher rates after March 29th)
Regulatory Interchange Rates:
Members $75 | Non-members $150
$40 Discount will be applied if attending both events
[av_button label='LEARN MORE & REGISTER' link='manually,https://nscpconferences.org/event-category/chicago/' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
