The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
2020 NSCP Events
Save the Date for Upcoming Events:
- July 24: NSCP Regulatory Interchange – Denver, CO
- October 19-21: NSCP National Conference – Baltimore, MD
- December 3: NSCP Regulatory Interchange – Boston, MA
NSCP Jobline
A Valuable Resource For The Compliance Professional
Free to members, compliance openings may be posted for up to 30 days, and resumes may be posted for up to six months.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
NSCP News & Updates:
A Complimentary Webinar Co-Sponsored by Fox Rothschild Thursday, June 4, 2020 | 2 pm ET | 11 am PT
The COVID-19 pandemic has prompted an increase in private equity, hedge fund and venture fund litigation and transactional issues for compliance professionals, investors and managers. Fox Rothschild’s Securities Industry Practice presents an informative webinar that explores current industry trends and outlines what to expect for the future. Jon Heyl and Alex Kerzhner will lead a discussion on the following topics: In-depth look into private equity and hedge fund litigation- Mismanagement and misconduct claims
- Misrepresentations and omissions
- Participating in Ponzi schemes (wittingly or unwittingly)
- Redemption and associated issues
- Concerns associated with management fees and expenses
- What to know when winding down
Join us on June 10 at 2:00pm ET
Join us for a webinar covering the foundation of traditional and evolving privacy & data governance laws, recent enforcement cases, as well as governance trends that move beyond disclosures and notices into data mapping, building a program with data stewards and impact assessments so compliance officers are prepared to address data governance issues as many adjust to a changing work environment as a result of COVID-19. [av_button label='REGISTER' link='manually,https://nscp.org/register-upcoming-webinar/?tfa_5965=Data_Governance_and_Ethics_Best_Practices' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
Mark Your Calendar: October 19-21 (3 full days) 68 Educational Sessions with CE Credit Opportunities Online Networking Opportunities And Much More…
Spring Special Rates will be offered the first two weeks of registration opening. Don’t miss these discount offers!
Offering Broker-Dealer, Investment Advisers and Dual Registrant Certifications
CSCP is an online graduate-level program offered in partnership with the University of St. Thomas for experienced financial services professionals. Upon completion of the academic course and the CSCP certification examination (BD, IA, BD/IA), candidates will be granted the CSCP designation offered by NSCP. [av_button label='LEARN MORE' link='manually,https://nscp.org/about-cscp/' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
