The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
2019 NSCP National Conference
Hilton Baltimore, Maryland | October 21-23, 2019
Come discover why over 800 compliance professionals gather each year for three days of industry leading educational and networking opportunities.
NSCP News & Updates:
"For Compliance, by Compliance" Realized at the National Conference
Check out our full line-up of conference speakers on the agenda.
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This month’s feature Podcast is Janaya Moscony's “The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting.”
You can listen and subscribe at the following podcast outlets. We look
forward to your comments and reviews!
SUBSCRIBE & LISTEN TODAY:
Apple iTunes | Google Play | Stitcher
NSCP Currents Podcast is also available on Spotify. If you have
an account, just search “NSCP” and subscribe today.
The NSCP National Conference offers a unique and interactive learning environment in lab sessions, BUT, seating is limited…
Labs are hands-on learning sessions designed to provide real life application where attendees engage in discussions, share their thoughts and experiences, and benefit from mutual learning. Labs are effective for stimulating a dynamic learning environment with active participation from attendees and the sharing of practical and useful tools.Featuring Our Most Sought-After Lab Sessions:
- Compliance’s Role in ESG Investing and Corporate Engagement
- When is an Advertisement Deemed to be Misleading?
- Roadmap to Conducting Annual Compliance Reviews
- Regulatory Exams: Best Preparation
- Records Management
- Testing the Written Policies & Procedures
- Risk Identification & Creating a Risk Matrix
- Financial Forensics
- Initial and On-going Vendor Due Diligence and Oversight
- Conducting a Mock Exam
- Conflicts of Interest & Employee Reporting Requirements
- Social Media Networking for Compliance Officers
Maximize your savings and your educational opportunities at the NSCP National Conference this year!
Whether you’re new to the role or a seasoned industry veteran, the NSCP National Conference provides an invaluable professional development opportunity for the whole team. [av_button label='LEARN MORE & REGISTER' link='manually,https://national.nscpconferences.org/fees-2/' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
