The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
2021 NSCP Events
Virtual Half Day Educational Seminars:
• January 28
• February 18
• March 18
• April 21
• April 27
• May 25
• June 22
Virtual Regulatory Interchange Webinars:
• March 9
• May 11
• June 8
• July 20
NSCP Jobline
A Valuable Resource For The Compliance Professional
Free to members, compliance openings may be posted for up to 30 days, and resumes may be posted for up to six months.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
NSCP News & Updates:
Featuring Regulators from: FINRA - March 9th SEC - May 11th DOL - June 8th NASAA - July 20th
Receive insight and understanding directly from regulatory speakers on important compliance topics. NSCP Members attend for free – but must pre-register for each event! Non-member registration is $100. [av_button label='REGISTER NOW' link='manually,https://interchanges.nscpconferences.org/' link_target='_blank' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
The Diversity and Inclusion Committee is gathering information anonymously from NSCP membership about your firm’s diversity, equity and inclusion (“DEI”) initiatives, interests and needs. Our goal is to use your firm’s information to determine where our membership is with their DEI initiatives and interests and to determine ways in which NSCP and our Diversity and Inclusion Committee are able to assist you in implementing DEI programs in your firm. Thank you for taking to the time to participate in this five-minute survey.
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• February 18 (1pm EST) – “Make it Matter: Effective Risk Management” • April 21 (1pm EST) – “Incorporating SEC & FINRA Exam Priorities into Your Compliance Program”
Valuable content with practical application for your compliance program. Though on different dates, these two seminars are packaged at one registration price. [av_button label='REGISTER TODAY' link='manually,https://seminars.nscpconferences.org/events/february-18th/' link_target='_blank' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
We have established the NSCP Compliance Education Scholarship in memory of those members who have passed. Their dedication and contributions make up the foundation of the NSCP organization and its continued success.
The NSCP Compliance Education Scholarship is designed to benefit those professionals who are new to the securities compliance industry by offering educational tools to enhance their knowledge and skill sets.
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