The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
2021 NSCP Events
2021 NSCP National Conference
Gaylord National Hotel in National Harbor MD
November 8-10, 2021
Virtual Half Day Educational Seminars:
• January 28
• February 18
• March 18
• April 21
• April 27
• May 25
• June 22
Virtual Regulatory Interchange Webinars:
• March 9
• May 11
• June 8
• July 20
NSCP Jobline
A Valuable Resource For The Compliance Professional
Free to members, compliance openings may be posted for up to 30 days, and resumes may be posted for up to six months.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
NSCP News & Updates:
Now is the Best Time to Register for the 2021 NSCP National Conference!
November 8th –10th at the Gaylord National, National Harbor, MD
Don’t miss out:
- In-person learning and networking
- Valuable content for all learning levels
- Panels, labs and talk group sessions
- Best value with lowest rates
- No cancellation penalty before October 15th
November 8th-10th In National Harbor, MD
Register by June 30th to take advantage of the Best Rate. Group Discounts available for 3 or more registering together.
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June 22nd Seminars: Compliance Technology / SEC Advertising Rule
SESSION 1: If You Build It, They Will Come: Leveraging Compliance Technology & Automation
- Understand which processes lend themselves well to automation and which do not
- Learn how to evaluate compliance software and make smart buying decisions
- Learn the causes of failed implementations and how to avoid them
- Appreciate how technology is evolving and the impact this will have on compliance
SESSION 2: Sharing Solutions: Implementing The New SEC Advertising Rule
- Review the Advertising Rule and its effect on existing no-action letters and precedents
- Learn how to adapt your policies and procedures to comply with the revised rule
- Analyze the effect of the rule on performance advertisements, such as disclosure requirements and GIPS compliance, and the use of back-tested and hypothetical performance
- Discuss the expanded scope of the Cash Solicitation Rule and its impact on placement agent activities
We Can’t Wait to See You In-Person at the 2021 NSCP National Conference
November 8-10, 2021 Gaylord National National Harbor, Maryland Here’s a sneak peek at our agenda and rates. Registration to open in early June. [av_button label='CONFERENCE AGENDA' link='manually,https://national.nscpconferences.org/agenda/' link_target='_blank' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg=''] [av_button label='CONFERENCE RATES' link='manually,https://national.nscpconferences.org/fees-2/' link_target='_blank' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg=''] [av_hr class='invisible' height='40' shadow='no-shadow' position='center' custom_border='av-border-thin' custom_width='50px' custom_border_color='' custom_margin_top='30px' custom_margin_bottom='30px' icon_select='yes' custom_icon_color='' icon='ue808' font='entypo-fontello' custom_class='' admin_preview_bg=''] CHECK OUT THE 2021 EXHIBIT HALL > [av_hr class='invisible' height='40' shadow='no-shadow' position='center' custom_border='av-border-thin' custom_width='50px' custom_border_color='' custom_margin_top='30px' custom_margin_bottom='30px' icon_select='yes' custom_icon_color='' icon='ue808' font='entypo-fontello' custom_class='' admin_preview_bg='']
