The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Become A Member & Unleash Your Full Potential
Discover the wealth of compliance expertise and best practices in the pages of our regular publications, member center, forums and through networking with your fellow peers.
We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.
NSCP 2019 Spring Events
Don’t miss these NSCP Spring Events – registration to open in January
- March 4 – Regulatory Interchange in Miami, FL
- April 2 – Regulatory Interchange in New York, NY
- April 30 – May 1 – Spring Conference and Regulatory Interchange in Chicago, IL
*The Spring Conference will offer two training tracks, designed for new and for seasoned professionals:
- TRACK 1: Building Core Competencies – BD & IA Training for New Compliance Professionals
- TRACK 2: Today’s Issues and Insights – Coverage for Seasoned Professionals
NSCP News & Updates:
Join us at the NSCP Chicago Spring Conference on April 30, for a full day training event offering a variety of industry hot topics geared for both new and seasoned compliance professionals.
Date: April 30, 2019 | 8:30AM – 5:00 PM
Location: Federal Reserve Bank of Chicago
230 South LaSalle Street
Chicago, IL 60604
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Tuesday, March 26, 2019 from 2:00–4:00pm
Sign up for the National Society of Compliance Professionals Canadian Compliance Roundtable meeting, intended for compliance professionals whose firms are registered in both Canada and the United States. Facilitated by leading industry practitioners, the roundtable will provide in-depth discussion on critically important U.S. regulations and practical applications to assist participants with their compliance programs. Prior to the meeting, we are asking for questions to present to the speakers. Please include your questions during your registration or send them via email to Michele Voytek at michele@nscp.org Date: Tuesday, March 26, 2019 | 2:00 PM – 4:00 PM Location: Borden Ladner Gervais LLP Bay Adelaide Centre, East Tower, 22 Adelaide St W. Toronto, ONT Canada M5H 4E3 Fees: No cost, but space is limited – register ASAP Virtual attendance is available [av_button label='REGISTER NOW' link='manually,https://nscp.org/sign-nscp-canadian-roundtable/' link_target='' size='small' position='left' icon_select='no' icon='ue800' font='entypo-fontello' color='theme-color' custom_bg='#444444' custom_font='#ffffff' custom_class='' admin_preview_bg='']
Gold, Silver and Bronze levels are still available, but time is running out. Secure your priority exhibit placement by Friday, February 15th.
The NSCP MemberALLY Premium Sponsorship program embraces the spirit of partnership for up to twelve (12) partners each year with Gold, Silver and Bronze levels available.
Demonstrate your support for NSCP throughout the year by becoming a MemberALLY. Our scaled packages offer:
- Sponsorship recognition
- Attendance at NSCP Spring Conferences & Regulatory Interchanges
- Recognition as a MemberALLY exhibitor
- First choice of booth selection for the NSCP National Conference
- Exclusive advertising feature on NSCP’s conference website
- Gold, Silver and Bronze levels are still available.
Don’t miss your chance to connect with the SEC & FINRA in Miami on March 4, 2019
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The NSCP Regulatory Interchange will provide an informal setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!
*This event is closed to members of the press.
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