Upcoming NSCP Events

NSCP Currents Live Webinars:

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.

NO REGISTRATION REQUIRED. FREE for NSCP members (non-members may not attend)

• Currents Live webinars are typically held on the fourth Wednesday of each month at 12:00 pm ET.* Topics and speakers will be announced each month prior to the webinar.

Next Currents Live webinar:

• Wednesday, February 26 (12:00 - 1:00 pm ET) - “IA/PF Regulatory Filings Redux”

NSCP Regulatory Interchange Webinars:

Hear directly from the regulators on the compliance topics that matter most to your business in a convenient, online webinar format. NSCP Members will have the ability to submit regulatory questions both prior to and during the session. NSCP Regulatory Interchange webinars are the best way to keep abreast of current regulatory changes, gain better understanding for application, and get your questions answered anonymously. These events are not eligible for Continuing Education Certificates of Attendance.

NO REGISTRATION REQUIRED. FREE for NSCP members (non-members may not attend)

• February 11 - NASAA Interchange (12:00 - 1:30 pm ET)

• March 4 - FINRA Interchange (Examinations panel: 12:00 - 1:15 pm / Enforcement panel: 1:45 - 3:00 pm ET)

• May 8 - SEC Interchange (Examinations panel: 12:00 - 1:15 pm / Enforcement panel: 1:45 - 3:00 pm ET)

NSCP Compliance Seminar for Private Fund Managers

Tuesday, April 22, 2025 - at Troutman Pepper Locke LLP in NEW YORK CITY

Full day of intermediate to advanced level sessions on compliance topics specific to Private Funds, providing insightful discussions and interactive engagement, and networking opportunities. This event is eligible for continuing education credits.

NSCP Interactive Compliance Labs for Broker-dealers & Investment Advisors

Wednesday, April 23, 2025 - at Troutman Pepper Locke LLP in NEW YORK CITY

Full day of intermediate level Interactive Compliance Lab sessions for Broker-Dealers & Investment Advisers, providing practical application for seasoned compliance professionals on a variety of compliance topics. This event is eligible for continuing education credits.

Registration to open in January 2025.

Wednesday, June 4, 2025 - at Foley Lardner LLP in CHICAGO

Full day of intermediate level Interactive Compliance Lab sessions for Broker-Dealers & Investment Advisers, providing practical application for newer compliance professionals on a variety of compliance topics. This event is eligible for continuing education credits.

Registration to open in January 2025.

NSCP National Conference

October 26-29, 2025 - Hyatt Regency Grand Cypress in Orlando, FL

Two and a half days of educational sessions, keynotes, networking events, exhibit hall, and much more!

Earn continuing education credits. Exhibit and sponsor opportunities available. In-person attendance only.

Registration to open in May 2025.

2026-2027 NSCP National Conference Dates & Locations:

2026 - October 25-28 - Hyatt Regency Grand Cypress in Orlando, FL

2027 - October 24-27 - Hyatt Regency Grand Cypress in Orlando, FL

Submit Session Ideas to NSCP

Please share your ideas for session topics that you think would be of value to NSCP members. Ideas will be considered by our Conference Committee when planning future NSCP events.