NSCP National Conference: Customize Your Agenda to Suit Your Educational Needs

Written By Designsite

There’s Something for Everyone!
Broker-Dealers • Investment Advisers • Investment Companies • Private Funds

Choose from 74 value-packed breakout sessions on compliance topics such as:

  • ESG

  • Exam Prep

  • CCO Liability

  • Advisory Fee Billing

  • Compliance Controls

  • Ethical Decision-Making

  • Alternative Investment Strategies

  • The SEC’s New Cybersecurity Rules

  • Conducting Investigations for Small Firms

  • Implementing the New SEC Marketing Rule

  • Identifying and Managing Conflicts of Interest

  • State and Federal Privacy Regulations and Trends

  • Compliance and Regulatory Requirements in Europe

  • Supervising Retail Investment Advisor/Client Relationships

  • Department of Labor: Regulatory Guidance & Enforcement Priorities

    And much, much more…

2022 NSCP National Conference
Gaylord National Hotel in National Harbor, MD
October 17-19, 2022

Designsite

Designsite is an award-winning website, digital marketing and branding firm, based in Fairfield CT. We’re an original Squarespace Expert and have helped over 200 startups, nonprofits and businesses of all sizes build a successful online presence. Please contact us at info@designsite.com to learn about how we can help your business.

http://designsite.com
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