Next NSCP Currents Live Webinar: November 21

Written By Designsite

"T+1, Best Execution, and Trade Reporting Compliance for Broker-Dealers"

Join us for our next NSCP Currents Live Webinar, Thursday, November 21, 12:00 – 1:00 PM EST

Jeff Gearhart
Managing Director
Oyster Consulting

Susan Light
Partner
Katten Muchin Rosenman LLP

Daniel Wright
SVP, CCO, 
Head of Broker-Dealer Compliance
Alliance Bernstein

 

NSCP Members:  Mark your calendar so you don’t miss this live event! This webinar will be accessible to NSCP Members only.*

Not an NSCP Member?

* No need to register.  Similar to other NSCP virtual events, access will be provided to NSCP Members via email one day before the event.

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.

Designsite

Designsite is an award-winning website, digital marketing and branding firm, based in Fairfield CT. We’re an original Squarespace Expert and have helped over 200 startups, nonprofits and businesses of all sizes build a successful online presence. Please contact us at info@designsite.com to learn about how we can help your business.

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