Elevate Your Career with NSCP’s Upcoming Events

In-person Event:

NSCP Interactive Compliance Labs: April 18

Fordham Law School, New York City
Designed to provide real life application through hands-on learning activities. A great way to learn, engage and grow in your profession.

Registration Closes April 12th

Virtual Events:

Regulatory Interchange Featuring the SEC: April 27

Educational Seminar: May 3

  • Session 1: Marketing Rule Revisited: Developments Since November 4th

  • Session 2: PTE 2020-02: Expectations of the Fiduciary and Retrospective Review

Regulatory Interchange Featuring FINRA: May 10

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NSCP Currents CCO Liability Framework Article Wins Law360 Distinguished Legal Writing Award

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Request for Proposal from Investment Advisors