MM Commerce Department

Working Title: Securities Analyst 
Job Class: Commerce Analyst 1
AJob ID

63955

Location

St. Paul

Full/Part Time

Full-Time

Regular/Temporary

Limitedgency: Commerce Department

Who May Apply: Open to all qualified job seekers

  • Date Posted: 03/30/2023

  • Closing Date: 04/12/2023

  • Hiring Agency/Seniority Unit: Commerce Dept / Commerce-MAPE

  • Division/Unit: FI Securities Exams

  • Work Shift/Work Hours: Day

  • Days of Work: Monday - Friday

  • Travel Required: No

  • Salary Range: $23.62 - $34.45 / hourly; $49,318 - $71,931 / annually

  • Classified Status: Unclassified

  • Bargaining Unit/Union: 214 - MN Assoc of Professional Empl/MAPE

  • End Date:  Up to 2 year appointment

  • FLSA Status: Nonexempt

  • Telework Eligible: Yes

  • Designated in Connect 700 Program for Applicants with Disabilities: No

Make a difference in the lives of Minnesotans.

The work you’ll do is more than just a job. Join the talented, engaged and inclusive workforce dedicated to creating a better Minnesota.

Job Summary

*This is a temporary appointment up to 2 years*

This position was previously announced from 03/11/2023 to 03/27/2023. If you already applied for this job, you do not need to reapply.

Position's role as an Analyst is to review and analyze investment adviser, broker-dealer, agent, and investment adviser representative registration applications to determine whether qualifications meet Minnesota’s applicable rules and regulations prior to authorizing their services to Minnesota investors. This also includes reviewing post-registration materials to ensure regulatory compliance. Primary clientele includes investment advisers, broker-dealers, broker-dealer agents, investment adviser representatives and other persons representing them (e.g., staff, attorneys, consultants) in addition to state, federal and self-regulatory organizations.

 

 

Qualifications

Minimum Qualifications

BA Degree in Business, Accounting, Business Administration, Finance, Economics or a related field AND 1-year professional experience performing analysis or similar work

OR

2 years professional experience performing analysis or similar work.

OR

An equivalent combination of education and experience.

 

Applicants who meet the above experience requirements will be further evaluated based on the following:

  • Strong communication skills (written and oral)

  • Proficiency in Microsoft Office Suite (emphasis on Excel)

Preferred Qualifications

  • Experience with compliance, operations or sales within the Securities industry

  • Effective organization and time management skills

Physical Requirements

Occasional lifting of such articles as file boxes and lifting and frequent carrying light objects such as files and laptop computers.

Additional Requirements

This position requires successful completion of the following:

Job offer is contingent upon passing reference checks to verify job-related credentials, a criminal background check and driver's license check prior to appointment.

Application Details

How to Apply

Select “Apply for Job” at the top of this page. If you have questions about applying for jobs, contact the job information line at 651-259-3637 or email careers@state.mn.us. For additional information about the application process, go to http://www.mn.gov/careers.

If you have questions about the position, contact Amy Uhlendorf at amy.uhlendorf@state.mn.us or 651-539-1505.

To receive consideration as a Connect 700 Program applicant, apply online, email the Job ID#, the Working Title and your valid Proof of Eligibility Certificate by the closing date to Amy Uhlendorf at amy.uhlendorf@state.mn.us.

About Commerce Department

Commerce protects the public interest through a broad range of regulations and programs.  We oversee more than 40 industry areas in Minnesota and license about 250,000 professionals and businesses to ensure that their services and products are fair, accessible and comply with state laws.

Why Work for Us

Diverse Workforce

We are committed to continually developing a workforce that reflects the diversity of our state and the populations we serve. The varied experiences and perspectives of employees strengthen the work we do together and our ability to best serve the people of Minnesota.

A recent engagement survey of State of Minnesota employees found:

  • 95% of employees understand how their work helps achieve their agency’s mission

  • 91% of employees feel trusted to do their jobs

  • 88% of employees feel equipped to look at situations from other cultural perspectives when doing their job

  • 87% of employees report flexibility in their work schedule

Comprehensive Benefits

Our benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony. As an employee, your benefits may include:

  • Public pension plan

  • Training and professional development

  • Paid vacation and sick leave

  • 11 paid holidays each year

  • Paid parental leave

  • Low-cost medical and dental coverage

  • Prescription drug coverage

  • Vision coverage

  • Wellness programs and resources

  • Employer paid life insurance

  • Short-term and long-term disability

  • Health care spending and savings accounts

  • Dependent care spending account

  • Tax-deferred compensation

  • Employee Assistance Program (EAP)

  • Tuition reimbursement

  • Federal Public Service Student Loan Forgiveness Program

Programs, resources and benefits eligibility varies based on type of employment, agency, funding availability, union/collective bargaining agreement, location, and length of service with the State of Minnesota.

AN EQUAL OPPORTUNITY EMPLOYER

Minnesota state agencies are equal opportunity, affirmative action, and veteran-friendly employers. The State of Minnesota recognizes that a diverse workforce is essential and strongly encourages qualified women, minorities, individuals with disabilities, and veterans to apply.

We will make reasonable accommodations to all qualified applicants with disabilities. If you are an individual with a disability who needs assistance or cannot access the online job application system, please contact the job information line at 651-259-3637 or email careers@state.mn.us and indicate what assistance is needed.

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