Regulatory Advisory Committee - Committee Member


Purpose: The primary purpose of the Regulatory Advisory Committee is to:

  • provide analysis and feedback on existing and proposed regulations affecting NSCP member firms;

  • evaluate regulatory opportunities where the voice of NSCP can add value by influencing regulatory developments and recommend the appropriate vehicle for such efforts;

  • and review current regulatory offerings and benefits, assess their value and make recommendations to the Board and NSCP Staff as to how to improve such offerings and benefits.

Time Commitment: This is a one year position. The Regulatory Advisory Committee meets monthly for one hour.

Prerequisites:

  • 10+ years in the financial services industry preferred.

  • Current NSCP Membership Required

 
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Publications Committee - RIA Subcommittee Member