Board of Directors
Description: The National Society of Compliance Professionals (“NSCP”) Nominating Committee would appreciate your recommendations for candidates for the NSCP Board of Directors 2025 election. You may nominate yourself or someone else using the button below. Multiple nominations are permitted. NSCP is a nonprofit, membership organization dedicated to serving and supporting compliance professionals in the financial services industry in the U.S. NSCP is the largest organization of financial services industry professionals devoted exclusively to serving compliance professionals. The principal purpose of NSCP is to enhance compliance in the securities industry, including firms' compliance efforts and programs and to further the education and professionalism of the individuals implementing those efforts. Accordingly, NSCP’s sole focus is on the interests of compliance professionals and enhancing their effectiveness as they help guide their firms to achieve outcomes that promote investor protection and market integrity.
Board members act in the broad interest of NSCP, not as representatives of specific constituencies. Therefore, those you nominate (yourself included, if you choose) should possess qualities of vision and leadership and be able to commit the time and energy required for a three-year term beginning on Sunday, October 26, 2025 at the Board’s in-person Board meeting at NSCP’s 2025 National Conference in Orlando, FL.
Time Commitment: Board members meet bi-monthly for a 75-minute conference call with the exception of the in-person Board meeting, held prior to NSCP’s National Conference at the conference location and annual business meeting during the conference. Board members are expected to attend all bi-monthly Board meetings, with exceptions only as outlined in NSCP’s Board Attendance Policy. Attendance at the in-person Board meeting and annual business meeting is mandatory.
Board members may also convene for ad hoc Board meetings to address specific challenges facing the association or to review organizational, financial or governance matters.
Elected members serve three-year terms. Board members in good standing are eligible for a second term.
Prerequisites for Board Nomination:
NSCP member in good standing for the prior three (3) years, unless formerly ineligible for membership; e.g. ex-regulator.
Active engagement as a NSCP volunteer. For a list of the types of activities that demonstrate active engagement please view all volunteer opportunities using the button below.
The Nominating Committee seeks candidates who will bring wisdom, effectiveness, diversity, candor and creative thinking to the Board. In choosing among candidates to develop the nominee slate, in addition to other relevant factors, the Nominating Committee considers each candidate’s background and experience in the following areas:
Technical competency and knowledge of securities compliance best practices, rules and regulations and industry standards;
How the candidate’s professional background and contributions will complement those of the current Board members and other nominees;
Both strong oral and written communication skills;
The candidate’s demonstrated integrity, objectivity and discipline.
