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National Society of Compliance Professionals | NSCP | Financial Services Compliance Membership Nonprofit | NSCP National Conference
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Red Oak Compliance Solutions
Financial, Technology Designsite 8/3/23 Financial, Technology Designsite 8/3/23

Red Oak Compliance Solutions

Phone: 888-302-4594
Email: discover@redoak.com
Website: www.redoak.com

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Vault America
Cybersecurity, Financial, Technology Designsite 6/15/23 Cybersecurity, Financial, Technology Designsite 6/15/23

Vault America

Phone: 888-523-3282
Email: compliance@vaultamerica.com
Website: https://www.vaultamerica.com/

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FutureVault
Financial, Cybersecurity, Technology Designsite 6/5/23 Financial, Cybersecurity, Technology Designsite 6/5/23

FutureVault

Phone: 844-538-2858
Email: connect@futurevaultinc.com
Website: futurevault.com

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SEC Compliance Consultants, Inc.
Consulting, Financial, Cybersecurity, Education, Technology Designsite 4/4/23 Consulting, Financial, Cybersecurity, Education, Technology Designsite 4/4/23

SEC Compliance Consultants, Inc.

Phone: 212-706-4029
Email: jkim@seccc.com
Website: www.seccc.com

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Bekker Compliance Consulting Partners, LLC
Consulting, Financial, Cybersecurity, Education, Law Firms and Legal Services, Technology Designsite 3/23/23 Consulting, Financial, Cybersecurity, Education, Law Firms and Legal Services, Technology Designsite 3/23/23

Bekker Compliance Consulting Partners, LLC

Phone: 813-374-7540
Email: cbekker@bccp-llc.com
Website: www.bccp-llc.com

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PTE CRPA (Comparative Rollover Plan Assessment)
Consulting, Financial, Technology Designsite 3/7/23 Consulting, Financial, Technology Designsite 3/7/23

PTE CRPA (Comparative Rollover Plan Assessment)

Phone: 303-792-7003
Email: craig@ptecrpa.com
Website: www.ptecrpa.com

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FrontLine Compliance
Consulting, Financial, Technology Designsite 11/30/22 Consulting, Financial, Technology Designsite 11/30/22

FrontLine Compliance

Phone: 888-518-8070
Email: info@frontlinecompliance.com
Website: https://www.frontlinecompliance.com

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Clausematch
Consulting, Financial, Technology Designsite 10/5/22 Consulting, Financial, Technology Designsite 10/5/22

Clausematch

Phone: 732-540-2072
Email: evolve@clausematch.com
Website: www.clausematch.com

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Due Diligence Works, Inc
Consulting, Financial, Technology Designsite 9/21/22 Consulting, Financial, Technology Designsite 9/21/22

Due Diligence Works, Inc

Phone: 973-567-6600
Email: michael.freeman@duediligenceworks.com
Website: www.duediligenceworks.com

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Orion Compliance
Consulting, Financial, Technology Designsite 9/7/22 Consulting, Financial, Technology Designsite 9/7/22

Orion Compliance

Phone: (402) 496-3513
Email: sales@basiscode.com
Website: orionadvisortech.com/solutions/compliance

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Artius Global
Consulting, Financial, Technology Designsite 8/11/22 Consulting, Financial, Technology Designsite 8/11/22

Artius Global

Phone: (203) 637 3004
Email: anna.monteiro@artiusglobal.com
Website: www.artiusglobal.com

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Charles Schwab
Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22 Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22

Charles Schwab

Phone: 516-240-2013
Email: frank.pezzello@schwab.com
Website: schwab.com

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IMP Consulting
Consulting, Financial, Technology Designsite 7/26/22 Consulting, Financial, Technology Designsite 7/26/22

IMP Consulting

Phone: 617-314-7415
Email: info@impconsults.com
Website: https://www.impconsults.com/welcome

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Pinpoint Global
Technology Designsite 7/18/22 Technology Designsite 7/18/22

Pinpoint Global

Phone: 603-880-8130
Email: jstainsby@pinpointglobal.com
Website: www.pinpointglobal.com

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SteelEye
Consulting, Financial, Technology Designsite 6/30/22 Consulting, Financial, Technology Designsite 6/30/22

SteelEye

Phone: (516) 777-9931
Email: brian.lynch@steel-eye.com
Website: www.steel-eye.com

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OneTrust
Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22 Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22

OneTrust

Phone: (844) 847-7154
Email: info@onetrust.com
Website: www.onetrust.com

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CapitalRock
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

CapitalRock

Phone: 804-495-3644
Email: sales@capitalrock.com
Website: capitalrock.com

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Tegus, Inc.
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

Tegus, Inc.

Phone: 312-847-1536
Email: jason@tegus.com
Website: www.tegus.com

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Averroes Concept Lounge GmbH
Consulting, Financial, Technology Designsite 6/9/22 Consulting, Financial, Technology Designsite 6/9/22

Averroes Concept Lounge GmbH

Phone: 617-865-3550
Email: okessler@averroesconcept.de
Website: www.averroesconcept.de

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Broadridge Financial Solutions, Inc.
Consulting, Financial, Technology Designsite 6/8/22 Consulting, Financial, Technology Designsite 6/8/22

Broadridge Financial Solutions, Inc.

Phone: 212-918-6972
Email: robert.marotta@broadridge.com
Website: www.broadridge.com

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“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

 
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