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Clausematch
Consulting, Financial, Technology Designsite 10/5/22 Consulting, Financial, Technology Designsite 10/5/22

Clausematch

Phone: 732-540-2072
Email: evolve@clausematch.com
Website: www.clausematch.com

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Fidelity Designated Brokerage Services
Consulting, Financial Designsite 10/3/22 Consulting, Financial Designsite 10/3/22

Fidelity Designated Brokerage Services

Phone: 877-612-2047
Email: fidelitydbs@fmr.com
Website: www.fidelity.com

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Due Diligence Works, Inc
Consulting, Financial, Technology Designsite 9/21/22 Consulting, Financial, Technology Designsite 9/21/22

Due Diligence Works, Inc

Phone: 973-567-6600
Email: michael.freeman@duediligenceworks.com
Website: www.duediligenceworks.com

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Orion Compliance
Consulting, Financial, Technology Designsite 9/7/22 Consulting, Financial, Technology Designsite 9/7/22

Orion Compliance

Phone: (402) 496-3513
Email: sales@basiscode.com
Website: orionadvisortech.com/solutions/compliance

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SMARSH
Consulting, Financial, Cybersecurity Designsite 9/6/22 Consulting, Financial, Cybersecurity Designsite 9/6/22

SMARSH

Phone: (866) 762-7741
Email: Michelle.Kemper@smarsh.com
Website: www.smarsh.com

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Solid Regulatory Risk Management Services, Inc.
Consulting, Financial, Cybersecurity, Education Designsite 8/19/22 Consulting, Financial, Cybersecurity, Education Designsite 8/19/22

Solid Regulatory Risk Management Services, Inc.

Phone: (513)-490-2067
Email: sales@solidreg.com
Website: www.solidreg.com

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Artius Global
Consulting, Financial, Technology Designsite 8/11/22 Consulting, Financial, Technology Designsite 8/11/22

Artius Global

Phone: (203) 637 3004
Email: anna.monteiro@artiusglobal.com
Website: www.artiusglobal.com

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Charles Schwab
Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22 Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22

Charles Schwab

Phone: 516-240-2013
Email: frank.pezzello@schwab.com
Website: schwab.com

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Compliance 911 Solutions, Inc.
Consulting, Financial Designsite 8/3/22 Consulting, Financial Designsite 8/3/22

Compliance 911 Solutions, Inc.

Phone: (619) 466 0015
Email: kelly@compliance911solutions.com
Website: www.compliance911solutions.com

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IMP Consulting
Consulting, Financial, Technology Designsite 7/26/22 Consulting, Financial, Technology Designsite 7/26/22

IMP Consulting

Phone: 617-314-7415
Email: info@impconsults.com
Website: https://www.impconsults.com/welcome

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SteelEye
Consulting, Financial, Technology Designsite 6/30/22 Consulting, Financial, Technology Designsite 6/30/22

SteelEye

Phone: (516) 777-9931
Email: brian.lynch@steel-eye.com
Website: www.steel-eye.com

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The Wagner Law Group
Consulting, Financial, Law Firms and Legal Services Designsite 6/16/22 Consulting, Financial, Law Firms and Legal Services Designsite 6/16/22

The Wagner Law Group

Phone: 617 357 5200
Email: swilkes@wagnerlawgroup.com
Website: www.wagnerlawgroup.com

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OneTrust
Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22 Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22

OneTrust

Phone: (844) 847-7154
Email: info@onetrust.com
Website: www.onetrust.com

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LeGaye Regulatory Support Services LLC
Consulting, Financial, Education, Law Firms and Legal Services Designsite 6/13/22 Consulting, Financial, Education, Law Firms and Legal Services Designsite 6/13/22

LeGaye Regulatory Support Services LLC

Phone: 281-367-2454
Email: debra.schaps@legayelaw.com
Website: www.legayeregulatory.com

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CapitalRock
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

CapitalRock

Phone: 804-495-3644
Email: sales@capitalrock.com
Website: capitalrock.com

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Starkweather and Shepley
Consulting, Financial Designsite 6/13/22 Consulting, Financial Designsite 6/13/22

Starkweather and Shepley

Phone: )401) 435 3600
Email: jthayer@starshep.com
Website: starshep.com

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Tegus, Inc.
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

Tegus, Inc.

Phone: 312-847-1536
Email: jason@tegus.com
Website: www.tegus.com

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Averroes Concept Lounge GmbH
Consulting, Financial, Technology Designsite 6/9/22 Consulting, Financial, Technology Designsite 6/9/22

Averroes Concept Lounge GmbH

Phone: 617-865-3550
Email: okessler@averroesconcept.de
Website: www.averroesconcept.de

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Broadridge Financial Solutions, Inc.
Consulting, Financial, Technology Designsite 6/8/22 Consulting, Financial, Technology Designsite 6/8/22

Broadridge Financial Solutions, Inc.

Phone: 212-918-6972
Email: robert.marotta@broadridge.com
Website: www.broadridge.com

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TillieStar Compliance Solutions
Consulting, Financial, Technology Designsite 6/8/22 Consulting, Financial, Technology Designsite 6/8/22

TillieStar Compliance Solutions

Phone: (617) 865-3550
Email: sales@tilliestar.com
Website: www.tilliestar.com

Read More
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“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

 
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