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National Society of Compliance Professionals | NSCP | Financial Services Compliance Membership Nonprofit | NSCP National Conference
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Knopman Marks
Consulting, Financial, Education Designsite 8/4/23 Consulting, Financial, Education Designsite 8/4/23

Knopman Marks

Phone: 212-626-6899
Email: support@knopman.com
Website: knopman.com

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Petra Funds Group
Consulting, Financial Designsite 8/2/23 Consulting, Financial Designsite 8/2/23

Petra Funds Group

Phone: 212-582-3320
Email: info@petrafundsgroup.com
Website: www.petrafundsgroup.com

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Diles Consulting
Consulting, Financial Designsite 6/22/23 Consulting, Financial Designsite 6/22/23

Diles Consulting

Phone: 213-613-8227
Email: colleen@dilesconsulting.com
Website: dilesconsulting.com

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Essential Edge Compliance Outsourcing Services, LLC
Consulting, Financial Designsite 6/2/23 Consulting, Financial Designsite 6/2/23

Essential Edge Compliance Outsourcing Services, LLC

Phone: 612-314-5433
Email: jamie@eefirms.com
Website: www.eeoutsourcing.com

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SEC Compliance Consultants, Inc.
Consulting, Financial, Cybersecurity, Education, Technology Designsite 4/4/23 Consulting, Financial, Cybersecurity, Education, Technology Designsite 4/4/23

SEC Compliance Consultants, Inc.

Phone: 212-706-4029
Email: jkim@seccc.com
Website: www.seccc.com

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Bekker Compliance Consulting Partners, LLC
Consulting, Financial, Cybersecurity, Education, Law Firms and Legal Services, Technology Designsite 3/23/23 Consulting, Financial, Cybersecurity, Education, Law Firms and Legal Services, Technology Designsite 3/23/23

Bekker Compliance Consulting Partners, LLC

Phone: 813-374-7540
Email: cbekker@bccp-llc.com
Website: www.bccp-llc.com

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Sales Road Maps Online Ltd.
Consulting, Financial Designsite 3/20/23 Consulting, Financial Designsite 3/20/23

Sales Road Maps Online Ltd.

Phone: +44 207 118 0262
Email: info@salesroadmapsonline.com
Website: www.salesroadmapsonline.com

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PTE CRPA (Comparative Rollover Plan Assessment)
Consulting, Financial, Technology Designsite 3/7/23 Consulting, Financial, Technology Designsite 3/7/23

PTE CRPA (Comparative Rollover Plan Assessment)

Phone: 303-792-7003
Email: craig@ptecrpa.com
Website: www.ptecrpa.com

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Security Basecamp
Consulting, Financial, Cybersecurity Designsite 3/3/23 Consulting, Financial, Cybersecurity Designsite 3/3/23

Security Basecamp

Phone: (949) 330-0899
Email: posterberg@securitybasecamp.com
Website: www.securitybasecamp.com/

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Renaissance Regulatory Services, Inc.
Consulting, Financial Designsite 2/10/23 Consulting, Financial Designsite 2/10/23

Renaissance Regulatory Services, Inc.

Phone: (561) 368 2245
Email: louisdempsey@rrscompliance.com
Website: www.RRSCompliance.com

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FrontLine Compliance
Consulting, Financial, Technology Designsite 11/30/22 Consulting, Financial, Technology Designsite 11/30/22

FrontLine Compliance

Phone: 888-518-8070
Email: info@frontlinecompliance.com
Website: https://www.frontlinecompliance.com

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Clausematch
Consulting, Financial, Technology Designsite 10/5/22 Consulting, Financial, Technology Designsite 10/5/22

Clausematch

Phone: 732-540-2072
Email: evolve@clausematch.com
Website: www.clausematch.com

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Fidelity Designated Brokerage Services
Consulting, Financial Designsite 10/3/22 Consulting, Financial Designsite 10/3/22

Fidelity Designated Brokerage Services

Phone: 877-612-2047
Email: fidelitydbs@fmr.com
Website: www.fidelity.com

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Due Diligence Works, Inc
Consulting, Financial, Technology Designsite 9/21/22 Consulting, Financial, Technology Designsite 9/21/22

Due Diligence Works, Inc

Phone: 973-567-6600
Email: michael.freeman@duediligenceworks.com
Website: www.duediligenceworks.com

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Orion Compliance
Consulting, Financial, Technology Designsite 9/7/22 Consulting, Financial, Technology Designsite 9/7/22

Orion Compliance

Phone: (402) 496-3513
Email: sales@basiscode.com
Website: orionadvisortech.com/solutions/compliance

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SMARSH
Consulting, Financial, Cybersecurity Designsite 9/6/22 Consulting, Financial, Cybersecurity Designsite 9/6/22

SMARSH

Phone: (866) 762-7741
Email: Michelle.Kemper@smarsh.com
Website: www.smarsh.com

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Solid Regulatory Risk Management Services, Inc.
Consulting, Financial, Cybersecurity, Education Designsite 8/19/22 Consulting, Financial, Cybersecurity, Education Designsite 8/19/22

Solid Regulatory Risk Management Services, Inc.

Phone: (513)-490-2067
Email: sales@solidreg.com
Website: www.solidreg.com

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Artius Global
Consulting, Financial, Technology Designsite 8/11/22 Consulting, Financial, Technology Designsite 8/11/22

Artius Global

Phone: (203) 637 3004
Email: anna.monteiro@artiusglobal.com
Website: www.artiusglobal.com

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Charles Schwab
Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22 Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22

Charles Schwab

Phone: 516-240-2013
Email: frank.pezzello@schwab.com
Website: schwab.com

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Compliance 911 Solutions, Inc.
Consulting, Financial Designsite 8/3/22 Consulting, Financial Designsite 8/3/22

Compliance 911 Solutions, Inc.

Phone: (619) 466 0015
Email: kelly@compliance911solutions.com
Website: www.compliance911solutions.com

Read More
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“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

 
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