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National Society of Compliance Professionals | NSCP | Financial Services Compliance Membership Nonprofit | NSCP National Conference
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Charles Schwab
Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22 Consulting, Financial, Technology, Education, Cybersecurity Designsite 8/10/22

Charles Schwab

Phone: 516-240-2013
Email: frank.pezzello@schwab.com
Website: schwab.com

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Compliance 911 Solutions, Inc.
Consulting, Financial Designsite 8/3/22 Consulting, Financial Designsite 8/3/22

Compliance 911 Solutions, Inc.

Phone: (619) 466 0015
Email: kelly@compliance911solutions.com
Website: www.compliance911solutions.com

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IMP Consulting
Consulting, Financial, Technology Designsite 7/26/22 Consulting, Financial, Technology Designsite 7/26/22

IMP Consulting

Phone: 617-314-7415
Email: info@impconsults.com
Website: https://www.impconsults.com/welcome

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SteelEye
Consulting, Financial, Technology Designsite 6/30/22 Consulting, Financial, Technology Designsite 6/30/22

SteelEye

Phone: (516) 777-9931
Email: brian.lynch@steel-eye.com
Website: www.steel-eye.com

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The Wagner Law Group
Consulting, Financial, Law Firms and Legal Services Designsite 6/16/22 Consulting, Financial, Law Firms and Legal Services Designsite 6/16/22

The Wagner Law Group

Phone: 617 357 5200
Email: swilkes@wagnerlawgroup.com
Website: www.wagnerlawgroup.com

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OneTrust
Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22 Consulting, Financial, Cybersecurity, Technology Designsite 6/15/22

OneTrust

Phone: (844) 847-7154
Email: info@onetrust.com
Website: www.onetrust.com

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LeGaye Regulatory Support Services LLC
Consulting, Financial, Education, Law Firms and Legal Services Designsite 6/13/22 Consulting, Financial, Education, Law Firms and Legal Services Designsite 6/13/22

LeGaye Regulatory Support Services LLC

Phone: 281-367-2454
Email: debra.schaps@legayelaw.com
Website: www.legayeregulatory.com

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CapitalRock
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

CapitalRock

Phone: 804-495-3644
Email: sales@capitalrock.com
Website: capitalrock.com

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Starkweather and Shepley
Consulting, Financial Designsite 6/13/22 Consulting, Financial Designsite 6/13/22

Starkweather and Shepley

Phone: )401) 435 3600
Email: jthayer@starshep.com
Website: starshep.com

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Tegus, Inc.
Consulting, Financial, Technology Designsite 6/13/22 Consulting, Financial, Technology Designsite 6/13/22

Tegus, Inc.

Phone: 312-847-1536
Email: jason@tegus.com
Website: www.tegus.com

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Averroes Concept Lounge GmbH
Consulting, Financial, Technology Designsite 6/9/22 Consulting, Financial, Technology Designsite 6/9/22

Averroes Concept Lounge GmbH

Phone: 617-865-3550
Email: okessler@averroesconcept.de
Website: www.averroesconcept.de

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Broadridge Financial Solutions, Inc.
Consulting, Financial, Technology Designsite 6/8/22 Consulting, Financial, Technology Designsite 6/8/22

Broadridge Financial Solutions, Inc.

Phone: 212-918-6972
Email: robert.marotta@broadridge.com
Website: www.broadridge.com

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TillieStar Compliance Solutions
Consulting, Financial, Technology Designsite 6/8/22 Consulting, Financial, Technology Designsite 6/8/22

TillieStar Compliance Solutions

Phone: (617) 865-3550
Email: sales@tilliestar.com
Website: www.tilliestar.com

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Core Compliance & Legal Services, Inc.
Consulting, Financial Designsite 6/8/22 Consulting, Financial Designsite 6/8/22

Core Compliance & Legal Services, Inc.

Phone: (619) 278-0200
Email: info@corecls.com
Website: corecls.com

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17a-4, llc
Consulting Designsite 12/27/21 Consulting Designsite 12/27/21

17a-4, llc

Phone: (212) 949 1724
Email: cweeden@17a-4.com
Website: www.17a-4.com

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401k Averages Book
Consulting Designsite 12/27/21 Consulting Designsite 12/27/21

401k Averages Book

Phone: (410) 296 1081
Email: info@401ksource.com
Website: www.401ksource.com

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ACA Group
Cybersecurity, Education, Consulting, Technology, Financial Designsite 12/27/21 Cybersecurity, Education, Consulting, Technology, Financial Designsite 12/27/21

ACA Group

Phone: (212) 951 1030
Email: Kelly.santos@acaglobal.com
Website: www.acaglobal.com

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Adviser Compliance Consulting Inc.
Cybersecurity, Consulting Designsite 12/27/21 Cybersecurity, Consulting Designsite 12/27/21

Adviser Compliance Consulting Inc.

Phone: (650) 703 2159
Email: tpombra@outsourcecco.com
Website: https://www.outsourcecco.com

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Advisor Armor
Cybersecurity, Law Firms and Legal Services, Consulting Designsite 12/27/21 Cybersecurity, Law Firms and Legal Services, Consulting Designsite 12/27/21

Advisor Armor

Phone: (800) 421 7897
Email: info@advisorarmor.com
Website: https://www.advisorarmor.com/

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Confluence
Cybersecurity, Education, Consulting Designsite 12/27/21 Cybersecurity, Education, Consulting Designsite 12/27/21

Confluence

Phone: 412 802 8632
Email: info@confluence.com
Website: www.confluence.com

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“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

 
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