Hardin Compliance Consulting LLC is now a part of FORESIDE
Phone: (724) 935 6770
Email: contact@hardincompliance.com
Website: www.hardincompliance.com
Hardin Compliance Consulting LLC, a full-service compliance consulting firm based in Pittsburgh, Pa., offering expert regulatory compliance solutions and advice to investment advisers, broker-dealers, private equity and hedge fund managers. Our consulting team averages 20 years of experience in the securities and compliance industries and consists of former in-house securities attorneys, senior compliance managers, compliance professionals and senior audit professionals from several prominent financial institutions. We take the time to learn about your firm and its specific needs. Then we recommend a timely, effective and affordable solution. We offer our clients a customized compliance program offer customized compliance programs using the Compliance Navigator, a comprehensive, web-based system, using leading-edge technology to track and document testing and monitoring. In addition to acting as an out-sourced compliance team, we offer a range of services, including mock SEC exams, compliance program reviews, assistance in RIA and BD registration, and regulatory exam support. Learn more about our services and team at hardincompliance.com.
