Calfee Halter & Griswold LLP

Law Firms and Legal ServicesConsulting
Written By Designsite

Phone: (513) 693 4886
Email: phayes@calfee.com
Website: https://www.calfee.com

  • Support RIAs and BDs in the development and administration of their compliance programs.

  • Serve as outsourced GC to draft, coordinate, and review all legal documents of the firm.

  • Conduct due diligence and monitor activities of sub-advisers, third-party managers, and service providers. 

  • Represent the adviser before the SEC and other regulators.

Designsite

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