Upcoming NSCP May Virtual Events
Seminars on: SEC Marketing Rule & PTE 2020-02 and the Regulatory Interchange with FINRA
Educational Seminar
May 3, 2023 – Virtual Event (12:00pm – 3:00pm EST)
Session 1: Marketing Rule Revisited: Developments Since November 4th
Session 2: PTE 2020-02: Expectations and Retrospective Review
Regulatory Interchange Webinar:
May 10, 2023 – Virtual Event (12:00 - 2:00 PM EST)
NSCP Regulatory Interchange Webinar featuring FINRA