Upcoming NSCP May Virtual Events

Seminars on: SEC Marketing Rule & PTE 2020-02 and the Regulatory Interchange with FINRA

Educational Seminar
May 3, 2023 – Virtual Event (12:00pm – 3:00pm EST)

Session 1: Marketing Rule Revisited: Developments Since November 4th

Session 2: PTE 2020-02: Expectations and Retrospective Review

Regulatory Interchange Webinar:
May 10, 2023 – Virtual Event (12:00 - 2:00 PM EST)

NSCP Regulatory Interchange Webinar featuring FINRA

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