Registration Now Open for Regulatory Interchange Webinars, Virtual Seminars, and Interactive Compliance Labs

2023 NSCP Regulatory Interchange Webinars

(Free for NSCP Members / $100 for Non-members)

FEBRUARY 8 - Regulatory Interchange Webinar Featuring NASAA and State Regulators
MARCH 7 - Regulatory Interchange Webinar Featuring the DOL/EBSA
APRIL 27 - Regulatory Interchange Webinar Featuring SEC
MAY 10 - Regulatory Interchange Webinar Featuring FINRA

2023 NSCP Virtual Educational Seminars

($100 for NSCP Members / $200 for Non-members)

FEBRUARY 22
      •  Session 1 – Cybersecurity User Awareness Training
      •  Session 2 -  Developing and Implementing an ESG Compliance Program
MARCH 21
      •  Session 1 – Managing Risk When Outsourcing Your Firm’s Key Functions
      •  Session 2 – Tactical Steps to Protect the CCO from Liability
MAY 3
      •  Session 1 – Marketing Rule Revisited: Developments Since November 4th
      •  Session 2 – PTE 2020-02: Expectations and Retrospective Review

2023 NSCP Interactive Compliance Labs
(In Person at Fordham University School of Law, NY)

($375 for NSCP Members / $550 for Non-members)

2023 NSCP Interactive Compliance Labs 
(In Person at Fordham University School of Law, NY)
                   
Full day of in-person 90-minute lab sessions involving practical
learning activities, group interaction and helpful discussions.

The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry.