Registration Now Open for NSCP Webinars & Seminars
2022 NSCP Regulatory Interchange Webinars
(Free for NSCP Members)
JANUARY 25 - Regulatory Interchange Webinar Featuring the DOL/EBSA
• FEBRUARY 24 - Regulatory Interchange Webinar Featuring the SEC
• APRIL 6 - Regulatory Interchange Webinar Featuring FINRA
• JUNE 8 - Regulatory Interchange Webinar Featuring NASAA and State Regulators
2022 NSCP Virtual Educational Seminars
(Discounted Rates for NSCP Members)
FEBRUARY 10
• SESSION 1 - Implementing DOL PTE 2020-02
• SESSION 2 - Integrating Ethics in Conflicts of Interest Policies
MARCH 16
• SESSION 1 - Compliance Considerations for Operating in a Remote World
• SESSION 2 - Navigating the Various Standards of Care/Conduct
APRIL 28
• SESSION 1 - New Developments in Cybersecurity
• SESSION 2 - Managing Through a Crisis: The Resilient Compliance
MAY 12
• SESSION 1 - Practical Considerations for Applying the New SEC Marketing Rule
• SESSION 2 - ESG Investing: Implementing “Green” Investing Practices Demanded by Clients