Registration Now Open for NSCP Webinars & Seminars

2022 NSCP Regulatory Interchange Webinars

(Free for NSCP Members)

JANUARY 25 - Regulatory Interchange Webinar Featuring the DOL/EBSA

• FEBRUARY 24 - Regulatory Interchange Webinar Featuring the SEC
APRIL 6 - Regulatory Interchange Webinar Featuring FINRA
JUNE 8 - Regulatory Interchange Webinar Featuring NASAA and State Regulators


2022 NSCP Virtual Educational Seminars

(Discounted Rates for NSCP Members)

FEBRUARY 10
• SESSION 1
- Implementing DOL PTE 2020-02
• SESSION 2 - Integrating Ethics in Conflicts of Interest Policies

MARCH 16
• SESSION 1 - Compliance Considerations for Operating in a Remote World
• SESSION 2 - Navigating the Various Standards of Care/Conduct

APRIL 28
• SESSION 1 - New Developments in Cybersecurity
• SESSION 2 - Managing Through a Crisis: The Resilient Compliance

MAY 12
• SESSION 1 - Practical Considerations for Applying the New SEC Marketing Rule
• SESSION 2 - ESG Investing: Implementing “Green” Investing Practices Demanded by Clients

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NSCP Releases NSCP Firm and CCO Liability Framework

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How Can We As Compliance Professionals Move The DEI Needle?