Reg BI Training for All Compliance Professionals

Wednesday, November 9th, 12:00pm – 1:00pm ET

Join BD Forum co-chairs and NSCP board members, Issa Hanna and Brian Rubin, as they review hypothetical sales recommendations under Regulation Best Interest. Learn about the effects of Reg BI; analyze the appropriate actions the registered representative took in these cases, and discuss opportunities for improvement.

This is one of many exclusive NSCP member benefits.

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