Reg BI Training for All Compliance Professionals
Wednesday, November 9th, 12:00pm – 1:00pm ET
Join BD Forum co-chairs and NSCP board members, Issa Hanna and Brian Rubin, as they review hypothetical sales recommendations under Regulation Best Interest. Learn about the effects of Reg BI; analyze the appropriate actions the registered representative took in these cases, and discuss opportunities for improvement.
This is one of many exclusive NSCP member benefits.