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The Only Conference that's "For Compliance, By Compliance." Connect and focus on the practical solutions to empower yourself and your compliance program
Regulatory Panels: Regulatory Sessions with speakers from FINRA and the SEC.
Continuing Education: The NSCP National Conference offers credits for CPE and CLE.
Educational Sessions: 3 general sessions, 60 educational breakout sessions and 14 talk groups
2024 NSCP National Conference Agenda:
Customize your agenda to suit your educational needs. There’s something for everyone including Broker-Dealers, Investment Advisers, Investment Companies, and Private Funds. Choose from 70 value-packed compliance sessions on topics. Enhance your compliance skills, receive practical take-aways, gain insights into meaningful solutions, and make many new professional connections at the NSCP National Conference
2024 NSCP National Conference
October 16-18 in Dallas, Texas