NSCP Emerging Leaders Forum Set for July 11th

Emerging Leaders Forum
Jul 11, 2023 from 12:00 to 13:00 (ET)

The Emerging Leaders Forum is intended for compliance professionals and service providers who are newer (10 years or less) or returning to the financial services compliance profession; however, all NSCP members are welcome. The Emerging Leaders Forum holds meetings with guest speakers to address topics identified by NSCP members as important to their professional development.

Join us on Tuesday, July 11th from 12:00pm-1:00pm ET where our forum topic is “Transitioning From an In-House Compliance Role to a Regulatory or Consultant Role.” Jennifer Selliers, Director, Senior Consultant, Renaissance Regulatory Services, and Daniel Faigus, Senior Specialized Examiner – Private Funds, SEC will be our featured speakers.

We hope you will join us. All NSCP Members are welcome. Not a Member? Click below to learn more about NSCP Membership benefits.

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Announcing 2023 NSCP National Conference Keynote Speakers

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Four Phases of a Strong Compliance Program: A Practical Guide for Broker-Dealers