NSCP 2025 Events: See What We Have Planned

Written By Designsite
 
 

2025 NSCP Regulatory Interchange Webinars
(Free for NSCP Members)

  • FEBRUARY 11 – Regulatory Interchange Webinar Featuring the NASAA

  • MARCH 4 – Regulatory Interchange Webinar Featuring FINRA

  • MARCH 18 – Regulatory Interchange Webinar Featuring the SEC

 

NSCP Compliance Seminar for Private Funds

April 22, 2025
(Discounted Rates for NSCP Members)

Session Topics:

  • Sale of Private Fund Interests

  • Use of Performance Information in the Marketing of Private Funds

  • Managing Conflicts of Interests

  • Compliance and Regulatory Issues for Illiquid Strategies

  • “Insider Trading”: Key Considerations for a Private Fund Manager

 

NSCP Interactive Compliance Labs for Broker-dealers & Investment Advisors

  • April 23 in New York City

  • June 4 in Chicago

(Discounted Rates for NSCP Members)

Session Topics:

  • Artificial Intelligence Governance and Risk Management

  • Reg S-P Amendments/Privacy Controls

  • Cybersecurity – Meeting Regulatory Guidance 

  • Cyber Breach and Remediation

 

2025 NSCP National Conference (In-Person)

October 26-29, 2025 at the Hyatt Regency Grand Cypress in Orlando, FL

Registration the New York and Chicago events will open in January 2025

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