Next NSCP Currents Live Webinar: March 26

Written By Designsite

“You’ve Identified Possible Financial Exploitation of Your Client - Now What?”

Join us for our next NSCP Currents Live Webinar on Wednesday, March 26th, 12:00 – 1:00 PM ET

Tara Ambrose


VP, Senior Manager, Client Risk Prevention
RBC Wealth Management

Ronald Long
Consultant
Stevens & Lee

Jennifer Szaro, CRCP®
Chief Compliance Officer
XML Securities, LLC & XML Financial Group

 

NSCP Members:  Mark your calendar so you don’t miss this live event! This webinar will be accessible to NSCP Members only.*

Not an NSCP Member?

* No need to register. Similar to other NSCP virtual events, access will be provided to NSCP Members via email one day before the event.

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.

Designsite

Designsite combines expert website design, strategic branding, and data-driven digital marketing to help small businesses establish a strong online presence. Our tailored solutions are designed to engage your target audience, elevate your brand, and drive sustainable growth, ensuring you stand out. Designsite is a Squarespace Circle Platinum Partner for 2025.

http://designsite.com
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Hands-On Compliance Training – Coming to New York & Chicago