Mark Your Calendar For 2023 NSCP Events
Check out what NSCP has planned in 2023
2023 NSCP Regulatory Interchange Webinars
(Free for NSCP Members / $100 for Non-members)
FEBRUARY 8 - Regulatory Interchange Webinar Featuring NASAA and State Regulators
MARCH 7 - Regulatory Interchange Webinar Featuring the DOL/EBSA
APRIL 27 - Regulatory Interchange Webinar Featuring SEC
MAY 10 - Regulatory Interchange Webinar Featuring FINRA
NSCP’s Virtual Educational Seminars
($100 for NSCP Members / $200 for Non-members)
FEBRUARY 22
• Session 1 – Cybersecurity User Awareness Training
• Session 2 - Developing and Implementing an ESG Compliance Program
MARCH 21
• Session 1 – Managing Risk When Outsourcing Your Firm’s Key Functions
• Session 2 – Tactical Steps to Protect the CCO from Liability
MAY 3
• Session 1 – Marketing Rule Revisited: Developments Since November 4th
• Session 2 – PTE 2020-02: Expectations and Retrospective Review
($375 for NSCP Members / $550 for Non-members)
2023 NSCP Interactive Compliance Labs
(In Person at Fordham University School of Law, NY)
Full day of in-person 90-minute lab sessions involving practical
learning activities, group interaction and helpful discussions.
2023 NSCP National Conference (In Person)
October 16-18, 2023 at the Omni Dallas in Dallas, Texas
