Gain Valuable Compliance Insight and Earn Continuing Education Credits

Compliance Seminar for Private Fund Managers
April 22, 2025 in New York City

Join us for a full day of dynamic, intermediate to advanced-level sessions focused on compliance topics geared for Private Fund Managers:

  • Sale of Private Fund Interests: Navigating the Regulatory Thicket 

  • Use of Performance Information in the Marketing of Private Funds

  • Managing Conflicts of Interest with Private Funds

  • Compliance and Regulatory Issues for Illiquid Strategies 

  • “Insider Trading”: Key Considerations for a Private Fund Manager  


Attendees will hear from knowledgeable speakers and interact with other compliance professionals within the industry. Participants will leave with practical and useful tools to apply in their workspace. Enjoy a networking reception at the end of the day to wind down and connect with other compliance professionals.

CONTINUING EDUCATION: 
A Continuing Education (“CE”) Certificate of Attendance will be provided to attendees who participate in this event and verify their attendance for each session that they attend.

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