Earn CE Credits at NSCP’s Virtual and In-person Events

2023 NSCP Virtual Educational Seminars

($100 for NSCP Members / $200 for Non-members)

FEBRUARY 22
      •  Session 1 – Cybersecurity User Awareness Training
      •  Session 2 –  Developing and Implementing an ESG Compliance Program
MARCH 21
      •  Session 1 – Managing Risk When Outsourcing Your Firm’s Key Functions
      •  Session 2 – Tactical Steps to Protect the CCO from Liability
MAY 3
      •  Session 1 – Marketing Rule Revisited: Developments Since November 4th
      •  Session 2 – PTE 2020-02: Expectations and Retrospective Review

CLE Credits Eligible

2023 NSCP Interactive Compliance Labs
April 18, 2023

(In Person at Fordham University School of Law, NY)

($375 for NSCP Members / $550 for Non-members)

Full day of in-person lab sessions for everyone:

BD – Regulatory Examinations
BD/IA – Annual Review, Testing & Surveillance
IA/PF – Testimonials, Endorsements and Social Media
IA/PF – Performance Advertising
ALL – Regulatory Change Management
ALL – Compliance Training Program Development
ALL – Culture of Integrity and Ethical Leadership
ALL – Risk Mitigation

Networking Breakfast, Luncheon and Reception included.

CPE, CLE, and Ethics Credits Eligible