Don’t Miss Upcoming NSCP March Virtual Events

Regulatory Interchange Featuring DOL/EBSA: March 7

  • Session 1: Regulatory Interchange with DOL/EBSA regulators

  • (New!) Session 2: Implications of American Securities Association v. DOL on Five-part Fiduciary Test

 

Educational Seminar: March 21

  • Session 1: Managing Risk When Outsourcing Your Firm’s Key Functions

  • Session 2: Tactical Steps to Protect the CCO from Liability

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NSCP’s Interactive Compliance Labs: April 18 at Fordham Law School in NYC

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NSCP Releases Revised NSCP Firm and CCO Liability Framework