CSCP Spring Registration is Open. Apply Today.

Jan 2

Offering Broker-Dealer, Investment Adviser and Dual Registrant Certificates.

The Certified Securities Compliance Professional (CSCP) is a graduate-level program for experienced financial services compliance professionals, offered through the University of St. Thomas in collaboration with the National Society of Compliance Professionals (NSCP).

Upon successful completion of the academic course and the CSCP certification exam, candidates will be granted one of the CSCP designations, IA-BD, BD or IA, offered by NSCP.

The 14-week course will run January 16, 2024 – May 5, 2024

Learn more & Apply

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CSCP Spring Registration is Open. Apply Today.

Offering Broker-Dealer, Investment Adviser and Dual Registrant Certificates.

NSCP Issues 2024 Member Benefits Letter

Cybersecurity Common Threats & Best Practices