Agenda Highlights for the 2023 NSCP National Conference

Written By Designsite

Customize your Agenda to Suit Your Educational Needs. There’s Something for Everyone! Broker-Dealers, Investment Advisers, Investment Companies, Private Funds.

Choose from 70 value-packed compliance sessions on topics such as:

  • ESG

  • ERISA

  • Cybersecurity

  • Best Execution

  • Regulatory Filings

  • Financial Forensics

  • Regulation Best Interest

  • Off-Channel Communications

  • Exam Management Strategies

  • Compliance Testing & Surveillance

  • Detecting and Preventing Unethical Behavior

  • Tactical Steps to Protect the CCO from Liability

  • Fixed Income Markets:  Standards, Controls, and Risks

    And much, much more…

2023 NSCP National Conference
October 16-18 at the Omni Dallas Hotel in Dallas Texas

Designsite

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Register for the 2023 NSCP National Conference and Earn Continuing Education Credits