Supervisory Principal Manager

Farmers Financial Solutions, LLC

Location: Hybrid Westlake Village, CA or Remote

The Supervisory Principal Manager will manage risk for FFS by directing the activities of a team of supervision principals responsible for conducting pre-sale suitability/best interest review of securities business. The Supervisory Principal Manager is responsible for enforcing the Firm’s policies and procedures to ensure compliance with state and federal regulations and rules set forth by state and federal regulatory agencies. As Principal the individual will review day to day business submitted by registered representatives that includes account recommendations, insurance and annuity recommendations, investment switches, and subsequent transactions and while maintaining current service level agreements. The Supervisory Principal Manager has full autonomy to approve and accept business on behalf of FFS within the firm’s guidelines mandated by FFS, FINRA, and various state and federal agencies.