SECURITIES & FINRA EXPERT WITNESS / LITIGATION SUPPORT CONSULTANT

Barrington Financial Consulting Group, Inc.

Barrington Financial Consulting Group Inc. is a full-service securities litigation support consulting firm that provides Expert Witness and consulting services in matters involving FINRA, SEC, NFA, CFTC, and insurance products.

If you have a history of working as a Chief Compliance Officer (“CCO”), FINRA Branch Manager, FINRA Examiner, SEC Examiner, state regulator, or in any facet of compliance and operations for Broker/Dealers, Registered Investment Advisers, and Fixed and/or Variable insurance products, we would like to hear from you.

We have a steady stream of incoming inquiries from Plaintiff and Respondent law firms and government agencies who are seeking experienced and impartial testifying Expert Witnesses and Consulting Experts with extensive knowledge in compliance, operations, and industry rules.

If you have a NSCP designation and a solid understanding of the following areas, it would be a plus:

* FINRA Rules

* SEC Rules

* Investment Adviser Act of 1940

* Securities Act of 1933

* Securities Exchange Act of 1934

* Employment Issues and U-4 / U-5

* Margin Rules

* 10b-5 and Securities Fraud

Please send a cover letter and C.V. to: Bob Lawson @ BLawson@Barrington-Inc.com | www.Barrington-Inc.com