September 3 Webinar: Best Practices for Private Funds Compliance Programs as a Result of COVID-19 and Market Volatility.

Join us on September 3rd at 2:00pm ET

According to the SEC, these are the heightened risk areas for Private Funds as a result of COVID-19 and market volatility:

  • Business continuity plans
  • Valuation of client assets
  • Liquidity risk management
  • Transactions with affiliates
  • Side-by-side management
  • Use of material non-public information
  • SEC PF risk alert

Join Tito Pombra, President of Adviser Compliance Consulting, Inc.; Drew Weilbacher, Director, Co-Head of Private Funds, Promontory Financial Group; and Amelia Stoj, Chief Compliance Officer and Assistant General Counsel, Foresite Capital as they discuss these risk areas and offer best practices for private funds compliance programs.