Resources
NSCP Jobline
The NSCP Jobline is a valuable resource for the compliance professional. Free to members, compliance openings may be posted for up to 30 days, and resumes may be posted for up to six months. Non-member job postings are $250 and both members and non-members may peruse the offerings at any time.
NSCP Compliance Scholarship
The NSCP Compliance Education Scholarship is designed to benefit those professionals new to the securities compliance industry, offering educational tools to better enhance their knowledge and skill sets within the compliance industry.
Share your Regulatory Experiences
NSCP facilitates the interchange of compliance information for and provides professional resources to U.S. and Canadian financial services compliance practitioners. One of the ways we accomplish this is through relaying to regulators the struggles our members face in fulfilling their compliance obligations, and in particular, struggles you may face before, during and after an examination (positive, negative or neutral) or in complying with a particular regulation.
Regulators would also like to hear your concerns about proposed or adopted regulations and enforcement actions which pose particular concern for compliance professionals. NSCP would like to know so that we can better serve our members during this interplay. No need to tell us who you are, just what you experienced and/or your concerns and suggestions.
The Advantages of Roundtables
Roundtables offer a unique medium for learning, complimenting conferences and online resources. Local compliance professionals meet periodically in intimate, small groups to network and further their professional development. This allows members to probe into much deeper subjects than what is possible at conference workshops.
NSCP Currents
Members will receive NSCP Currents, the go-to resource for over 2,000 NSCP members and is positioned as the premier compliance publication of the financial services industry. The monthly journal features articles written by colleagues and other highly respected, industry professionals, tackling problems common to financial service firms.
NSCP Currents offers compliance professionals:
- real-world interpretations of securities regulations and their impact to compliance programs,
- actionable advice on regulatory and industry initiatives, and
- best-practices, practical tools and functional resources to assist in fulfilling compliance responsibilities.
Click the button below to download a complimentary copy of the 2017 Best of NSCP Currents, showcasing selected articles from the previous year.
Vendor Directory
Add your logo/banner ad and a 50 word description to our Vendor Directory! Directory listings for members is complimentary while non-members pricing is $200; Download the following form for details.
The Securities Compliance Podcast
NSCP presents The Securities Compliance Podcast, hosted by Patrick Hayes, investment management counsel at Calfee, Halter & Griswold. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.
Listen and subscribe to the podcast network of your choice:
