Registration Now Open for NSCP Webinars & Seminars

2022 NSCP Regulatory Interchange Webinars

(Free for NSCP Members)

  • JANUARY 25 – Regulatory Interchange Webinar Featuring the DOL/EBSA
  • FEBRUARY 24 – Regulatory Interchange Webinar Featuring the SEC
  • APRIL 6 – Regulatory Interchange Webinar Featuring FINRA
  • JUNE 8 – Regulatory Interchange Webinar Featuring NASAA and State Regulators

2022 NSCP Virtual Educational Seminars

(Discounted Rates for NSCP Members)

FEBRUARY 10

    SESSION 1 – Implementing DOL PTE 2020-02
    SESSION 2 – Integrating Ethics in Conflicts of Interest Policies

MARCH 16
    SESSION 1 – Compliance Considerations for Operating in a Remote
World
    SESSION 2 – Navigating the Various Standards of Care/Conduct

APRIL 28
    SESSION 1 – New Developments in Cybersecurity
    SESSION 2 – Managing Through a Crisis: The Resilient Compliance

MAY 12
    SESSION 1 – Practical Considerations for Applying the New SEC
Marketing Rule
    SESSION 2 – ESG Investing:  Implementing “Green” Investing Practices
Demanded by Clients