Register Today: Labs are Going Quickly

The NSCP National Conference offers a unique and interactive learning environment in lab sessions, BUT, seating is limited…

Labs are hands-on learning sessions designed to provide real life application where attendees engage in discussions, share their thoughts and experiences, and benefit from mutual learning. Labs are effective for stimulating a dynamic learning environment with active participation from attendees and the sharing of practical and useful tools.

Featuring Our Most Sought-After Lab Sessions:
  • Compliance’s Role in ESG Investing and Corporate Engagement
  • When is an Advertisement Deemed to be Misleading?
  • Roadmap to Conducting Annual Compliance Reviews
  • Regulatory Exams: Best Preparation
  • Records Management
  • Testing the Written Policies & Procedures
  • Risk Identification & Creating a Risk Matrix
  • Financial Forensics
  • Initial and On-going Vendor Due Diligence and Oversight
  • Conducting a Mock Exam
  • Conflicts of Interest & Employee Reporting Requirements
  • Social Media Networking for Compliance Officers