NSCP Industry Forum Insights

The industry’s source for the thoughtful analysis of current events

NSCP Members have just wrapped up another monthly touchpoint with our Broker-Dealer and Investment Advisor Forums regarding:

  • Regulation Best Interest
  • Form CRS
  • SEC Concept release on private offerings

Beyond that, our members are discussing these topics:

  • Software to detect insider trading, frontrunning, and for COE attestation
  • Books – gifts or advertising?
  • Who does the CCO report to?

It’s amazing what we can accomplish when we crowdsource the collective expertise from peers. Join the conversation. Join us.