NSCP Currents

Members will receive NSCP Currents, the go-to resource for over 2,000 NSCP members and is positioned as the premier compliance publication of the financial services industry. The monthly journal features articles written by colleagues and other highly respected, industry professionals, tackling problems common to financial service firms.

NSCP Currents offers compliance professionals:

  • real-world interpretations of securities regulations and their impact to compliance programs,
  • actionable advice on regulatory and industry initiatives, and
  • best-practices, practical tools and functional resources to assist in fulfilling compliance responsibilities.

NSCP Currents Podcast

NSCP Currents, the go-to resource for over 2,000 NSCP members, is now available as a podcast series, featuring a reading from a highlighted monthly article. You can listen and subscribe at Apple iTunes.

Latest Episode:

The Securities Compliance Podcast

NSCP presents The Securities Compliance Podcast, hosted by Patrick Hayes, investment management counsel at Calfee, Halter & Griswold. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights: