This month’s feature Podcast is Patrick Hayes’ “Current Trends in SEC Exams – What to Expect”.
If you haven’t been examined in a while, listen in to help you identify key risk areas affecting your firm to help ensure your firm puts its best foot forward the next time the SEC comes in to kick the tires.
You can listen and subscribe at the following podcast networks. We look forward to your comments and reviews!
NSCP Currents Podcast is now also available on Spotify. If you have an account, just search “NSCP” and subscribe today.