NSCP Currents: Podcast Episode Alert

Listen to our latest episode,“Senior Exploitation from the Trenches.”

The article was written by Z. Jane Riley, Chief Compliance Officer of The Leaders Group/TLG Advisors, Inc. and Carolyn Kasky, Managing Member of Compliance Support Services, LLC.

“As compliance professionals, we often have to wear many hats, from regulatory expert to personnel adviser and everything in between. Senior advocate has joined the roles we have to fill, and it is challenging to know how to respond to the issues raised. Unfortunately, there isn’t an all-inclusive handbook explaining how to respond to concerns about diminished capacity or vulnerable adult exploitation.

A few weeks ago, though, I wished I had such a handbook! I received a call we all dread, an adviser telling me he was uncomfortable with what his client was asking him to do…