About NSCP MemberVoice
NSCP facilitates the interchange of compliance information for and provides professional resources to U.S. and Canadian financial services compliance practitioners. One of the ways we accomplish this is through relaying to regulators the struggles our members face in fulfilling their compliance obligations, and in particular, struggles you may face before, during and after an examination (positive, negative or neutral) or in complying with a particular regulation.
Regulators would also like to hear your concerns about proposed or adopted regulations and enforcement actions which pose particular concern for compliance professionals. NSCP would like to know so that we can better serve our members during this interplay. No need to tell us who you are, just what you experienced and/or your concerns and suggestions.