MemberVoice: NSCP is meeting with SEC Chairman, Jay Clayton…

It’s time to let your voice be heard!


Last year, you helped us design and define our community vehicle “NSCP MemberVoice”, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.

This year, we’re asking you to use it!

In preparation of our meeting with SEC Chairman, Jay Clayton, on May 21st we want to hear from you so that we can help tell your story.

  • Are there rules that are no longer meeting the objective of investor-protection, by reasonably efficient means, that you would like the SEC to review?
  • CCO liability is still an active topic in our Industry Forums – what’s keeping you up at night?
  • Looking ahead to the second half of 2018, what do you think the Commission needs to address?

You can feel confident that we are providing an outlet for you to voice your experiences without exposing you directly to the regulatory body.