NSCP Membership Benefits

NSCP Executive Director, Lisa Crossley on the Benefits of Membership:

“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to a community of like-minded people, exceptional experiences, practical and compelling content, and essential tools that empower and inspire.”

Enriching the expertise of our Members

  • NSCP Events
    Industry leading events, deliver the timeliest information our members need to stay ahead of the curve. Receive preferred member pricing, and the opportunity to earn continuing education credits for many of NSCP’s exclusive on-site events including:

NSCP SPRING CONFERENCES

NSCP REGULATORY INTERCHANGES

THE NSCP NATIONAL CONFERENCE

Increasing awareness of the Compliance Profession and facilitating a dialog between the industry and regulatory authorities

We’ve launched the NSCP MemberVoice, an anonymous and safe avenue for our Members to share their thoughts, stories, and experiences with regulators, and issues in complying with financial services regulatory requirements.

SHARE YOUR STORY

NSCP is the only nonprofit representative organization for the compliance profession, uniquely positioned to take an independent stance with respect to industry developments, and to promote unbiased consensus with respect to initiatives from the SEC, the SROs, and Capitol Hill.

Creating a platform for peers to share, shape and innovate industry best practices

Best in class resources, designed and delivered by professionals that understand your needs

  • NSCP Currents

    Members will receive NSCP Currents, the go-to resource for over 2,000 NSCP members and is positioned as the premier compliance publication of the financial services industry.

    The monthly journal features articles written by colleagues and other highly respected, industry professionals, tackling problems common to financial service firms.

    A complimentary copy of the 2016 Best of NSCP Currents, showcasing selected articles from the previous year, is available for download.

    VIEW NSCP CURRENTS

  • NSCP Resource Library
    The tools you need, when you need them. The NSCP Resource Library offers comprehensive reference materials including checklists, policies and procedures templates, examination letters and archives of presentation materials.Have a vital resource to share? We are happy to accept copywriting resources and will include your name as the donor of the materials.

    SIGN IN TO VIEW OUR RESOURCE LIBRARY

  • Access to the NSCP Jobline for Resumes and Job postings

    The NSCP Jobline is a valuable resource for the compliance professional. As part of NSCP’s member benefits, members can post free compliance openings and resumes. There is a nominal charge for non-members. Anyone can review Jobline postings and resumes regardless of membership.

    NSCP JOBLINE

  • As a member NSCP for many years, it continues to be an important resource to my ability to be an effective compliance and legal professional. From the early stages of my career, I have been able to rely on members, resources, news and best practices to help me design compliance programs that proactively address issues. The organization has also provided a community where I can reach out to colleagues to discuss specific issues and benchmark policies, procedures and approach. As a seasoned professional now, I rely on NSCP not only for my development but for the development of my team. It provides the opportunity of helping them build an external network and allows them to bring diverse and relevant ideas to the table internally.

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    Hope NewsomeHope NewsomeChief Compliance Officer of Triloma Securities

  • As a CCO and NSCP member of several years, I can personally attest that the value of an NSCP membership by far exceeds its cost. NSCP membership offers countless, valuable benefits for all--from newly-minted compliance professionals to seasoned veterans. From publications, the resource library, online and telephone forums, local roundtables, regulatory interchanges, sponsorship of the Certified Securities Compliance Professional (CSCP®) designation, and multiple conference offerings a year, the NSCP has it all. Through the NSCP, my professional development and network of compliance professionals have surpassed anything I could have ever imagined.

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    Mary JohnstonMary JohnstonChief Compliance Office and Director of Human Resources
    CV Advisors LLC

  • As a Compliance Officer who has been in the industry for less than five years, I’ve found the NSCP to be instrumental in my professional development. In a world where there are many rules, having resources to help you navigate is so important. NSCP has been just that for me, a roadmap to navigating this complex world of compliance. I have fully utilized my membership by participating in forums, conference calls, utilizing the resource center and attending the National Conference for the past three years. The conference and the connections I’ve made there have proven to be essential resources time and time again. In addition, the NSCP staff, board and membership are a welcoming group of people who understand the needs of the compliance community. In my opinion, an NSCP membership as well as the cost of attending the Annual Conference is money well spent.

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    Danielle Torres, CCODanielle Torres, CCOParadigm Equities, Inc.
NSCP Currents
NSCP Compliance Forum
NSCP Resource Library
NSCP Committees
Education
Local Compliance Roundtables
NSCP Jobline
Advocacy