Mark Your Calendar for NSCP Events in 2021

Looking forward to a New Year?
Check out what NSCP has planned for you in 2021

 

NSCP’s Virtual Half Day Educational Seminars

Seminar sessions will cover a variety of  important compliance topics such as:

Remote Supervision & Remote Audits; Cybersecurity; Risk Management; Conflicts of Interest; Compliance Technology & Automation;
Code of Ethics; and much more!

Seminars will be offered on:

  • January 28
  • February 18
  • March 18
  • April 27
  • May 25
  • June 22

Virtual Regulatory Interchange Webinars

Virtual Regulatory Interchanges will feature speakers from these regulatory authorities:

  • FINRA – March 9
  • SEC – May 11
  • Department of Labor – June 8
  • NASAA and State Regulators – July 20

At the Gaylord National in National Harbor, MD

November 8-10

Registration for seminars and webinars will open soon!