Renaissance Regulatory Services, Inc. (RRS) provides comprehensive compliance consulting and support services to broker-dealers, investment advisers, hedge funds, and investment companies. Specializing in SEC and FINRA compliance examinations, written supervisory procedures, internal controls, financial reporting, and registration services, RRS’ staff has the experience and insight to meet all your regulatory and compliance needs. Services are customized to each organization’s operations, and in most cases performed on site. RRS’ consultants and partners consist of former regulators and compliance professionals.
RRS has also served as the independent compliance consultant in connection with several SEC, FINRA, and State regulatory undertakings, and is available to serve as the IC in connection with the SEC’s MCDC initiative.