Regulatory Compliance Solutions Inc. (“RCSI”) is a full service compliance consulting firm. Our clients include FINRA Broker Dealers; SEC, State and Exempt Reporting Advisers; Hedge & Private Equity Funds, NFA IBs, CPOs and CTAs.
Our compliance professionals are former Chief Compliance Officers with hands on experience working on SEC, NFA and FINRA exams. RCSI will advise on industry best practice and provide practical compliance solutions for your regulatory challenges you face as CCO. We provide a full suite of compliance services, and outsourced CCOs.