Eventus Systems is a leading global provider of multi-asset class trade surveillance and market r...

La Meer Inc. offers the GRACE suite of cloud – web,tablet mobile modular solutions for Comp...

Titan Regulation provides customized compliance and registration services for current and prospec...

Six Lambda is a structured data solutions provider that provides a pay-to-play monitoring and tes...

Accomplished compliance professional with over 25 years of SEC and industry experience offering d...

FX Transparency (FXT) is the leader in the foreign exchange transaction cost analysis (FX TCA) sp...

VComply is an intuitive cloud based platform that modernizes how people work and interact with GR...

Cucharale Consulting Group, LLC (CCG) provides comprehensive solutions for a diverse range of fin...

C911 is an independent compliance consulting firm specializing in providing customized BD and IA ...

ACA Compliance Group (ACA) is a leading global provider of governance, risk, and compliance advis...

Go beyond compliance consulting and partner with Fairview®.  Fairview will support the operations...

InvestorCOM is a leading provider of regulatory compliance software and communications solutions ...

Cascade Investment Compliance & Verification, LLC provides focused expertise to help managers...

Treliant serves financial institutions, consumer-oriented businesses, other corporations, and law...

IACC Provides Outsourced CCO and Regulatory Compliance Consulting Services to SEC Registered Inve...

Support RIAs and BDs in the development and administration of their compliance programs. Serve a...

Adviser Compliance Consulting Inc.  a compliance consulting firm that provides pro-active complia...

We serve as a trusted legal advisor to the investment advisory community in the following areas: ...