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Eventus Systems is a leading global provider of multi-asset class trade surveillance and market r...
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La Meer Inc. offers the GRACE suite of cloud – web,tablet mobile modular solutions for Comp...
SmartRIA is a compliance software platform for RIAs. We differentiate ourselves by solving more c...
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Titan Regulation provides customized compliance and registration services for current and prospec...
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Six Lambda is a structured data solutions provider that provides a pay-to-play monitoring and tes...
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Accomplished compliance professional with over 25 years of SEC and industry experience offering d...
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FX Transparency (FXT) is the leader in the foreign exchange transaction cost analysis (FX TCA) sp...
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VComply is an intuitive cloud based platform that modernizes how people work and interact with GR...
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Cucharale Consulting Group, LLC (CCG) provides comprehensive solutions for a diverse range of fin...
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C911 is an independent compliance consulting firm specializing in providing customized BD and IA ...
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ACA Compliance Group (ACA) is a leading global provider of governance, risk, and compliance advis...
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Go beyond compliance consulting and partner with Fairview®.  Fairview will support the operations...
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InvestorCOM is a leading provider of regulatory compliance software and communications solutions ...
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Cascade Investment Compliance & Verification, LLC provides focused expertise to help managers...
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Treliant serves financial institutions, consumer-oriented businesses, other corporations, and law...
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IACC Provides Outsourced CCO and Regulatory Compliance Consulting Services to SEC Registered Inve...
Compliance.ai’s mission is to transform the way highly regulated organizations address compliance...
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Support RIAs and BDs in the development and administration of their compliance programs. Serve a...
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Adviser Compliance Consulting Inc.  a compliance consulting firm that provides pro-active complia...
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We serve as a trusted legal advisor to the investment advisory community in the following areas: ...
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