Lawrence Kamin, L.L.C. is a law firm that helps clients navigate the complex, ever-evolving regulations in the securities, futures, and financial industries. Lawrence Kamin advises clients on how to remain compliant, respond to emerging regulatory requirements, and avoid regulatory scrutiny and reputational risk. Our advice is protected by the attorney-client privilege and, our team of seasoned regulatory practitioners and litigators can perform confidential internal investigations, help clients resolve regulatory inquiries, or respond to disputes with peers. Lawrence Kamin has represented members of the securities industry and futures industry since 1932. The firm represents broker-dealers, FCMs, investment advisors, CTAs and other securities and futures firms, small and large.
Whether a client is forming a new financial firm, reviewing internal procedures, responding to a regulatory inquiry or arbitration, or contemplating a purchase or sale, Lawrence Kamin’s diversified practice groups have the experience necessary to help navigate the necessary steps and feel confident in the process.