We Can’t Wait to See You In-Person at the 2021 NSCP National Conference
November 8-10, 2021
National Harbor, Maryland
Here’s a sneak peek at our agenda and rates. Registration to open in early June.
As the first quarter of 2021 concludes, we want to reflect on the many accomplishments of our Members and Volunteers over the past three months.
So what happened?
Our updated Events website features upcoming 2021 NSCP Educational Seminars and Regulatory Interchanges. Learn more about these events featuring descriptions, speaker info and more.
Our members discussed these topics in the Compliance Forum:
Topics from our monthly Broker-Dealer and Investment Advisor Forum touchpoints included:
This quarter’s Municipal Advisor and Private Funds Forum touchpoints discussed:
As always – our priority is YOU. With the support of our working Committees, we are reviewing and redefining the experience our Members have on their professional journey. At our core, NSCP remains dedicated to creating a professional community, “For Compliance – By Compliance.”
It’s amazing what we can accomplish when we crowdsource the collective expertise from peers. Join the conversation. Join Us.
March commemorated the observance and celebration of the vital role of women in American history. NSCP honors this month by sharing leadership lessons and workplace insights that Compliance professionals everywhere can learn and grow. There have been numerous books written on successful women in the financial services industry. The books referenced below exemplify a small sampling and are not intended as recommendations by NSCP’s Diversity and Inclusion Committee.
Drop The Ball
Achieving More By Doing Less
By Tiffany Dufu
The Likeability Trap
How to Break Free and Succeed as You Are
By Alicia Menendez
By Kim Scott
Everything Is Figureoutable
By Marie Forleo
Act Like a Leader, Think Like a Leader
By Herminia Ibarra
Brave, Not Perfect
Fear Less, Fail More, and Live Bolder
By Reshma Saujani
The Making of a Manager
What To Do When Everyone Looks To You
By Julie Zhou
The Fear-Fighter Manual
By Luvvie Ajayi Jones
The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides financial services compliance professionals with a wide range of resources including a community of like-minded peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
Compliance for the future of finance.
April focus: SEC Risk Alert regarding digital assets & recent enforcement cases.
NSCP Members and Guests (for a limited time) will receive:
Gain knowledge, insight and practical tools
from industry experts sharing their
wisdom and best practices with you!
Receive insight and understanding directly from regulatory speakers on important compliance topics.
NSCP Members attend for free – but must pre-register for each event! Non-member registration is $100.
The Diversity and Inclusion Committee is gathering information anonymously from NSCP membership about your firm’s diversity, equity and inclusion (“DEI”) initiatives, interests and needs. Our goal is to use your firm’s information to determine where our membership is with their DEI initiatives and interests and to determine ways in which NSCP and our Diversity and Inclusion Committee are able to assist you in implementing DEI programs in your firm. Thank you for taking to the time to participate in this five-minute survey.
Valuable content with practical application for your compliance program. Though on different dates, these two seminars are packaged at one registration price.
“NSCP members have full access to a community of like-minded people, exceptional experiences, practical and compelling content, and essential tools that empower and inspire.”
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Cornwall Bridge, CT 06754