Entries by NSCP News

How Can We as Compliance Professionals Move the DEI Needle?

Join NSCP’s Diversity, Equity and Inclusion Committee on December 8th for a conversation on all Diversity, Equity and Inclusion matters, such as ageism, neurodiversity, disabilities, race, gender and more! The Committee welcomes you to ask questions, share your stories, and provide your thoughts on how to move the DEI needle for compliance professionals. So that we […]

Load Up On Continuing Education Credits at the 2021 NSCP National Conference

Register now for the 2021 NSCP National Conference NSCP National Conference attendees may receive Continuing Education (“CE”) credits for up to 10 sessions, including 3 sessions that are eligible for ethics credits. Certificates of attendance for professional designations include CLE, CPE, CSCP, and more. CE credit will only be awarded to those who attend the full session in person, and scan the […]

Announcing the New Marketing Rule Working Group!

NSCP is proud to bring you this exclusive member benefit. Facilitated by Issa Hanna of Eversheds Sutherland (US) LLP, the Marketing Rule Working Group will meet monthly starting on Wednesday, October 20th from 12:00 p.m. – 1:00 p.m. EST. Each monthly meeting will review any relevant developments relating to the Marketing Rule and serve as […]

NSCP Special Edition: The New Marketing Rule

NSCP Special Edition: The New Marketing Rule This year, NSCP is pleased to release a special issue of Currents dedicated to the coverage of the SEC’s new marketing rule.  In planning the issue, we polled NSCP members to assess members’ top areas of concern, and tailored this issue accordingly.  This is not the first time […]

Benefits of Attending the NSCP National Conference

Need a Break from the Daily Grind? Get Re-energized and Inspired at the NSCP National Conference! Hear directly from the regulators Expand your knowledge and find practical solutions Sharpen and apply your skills in interactive lab sessions Exchange thoughts and best practices in talk group sessions Learn about the newest compliance solutions and tools in our […]

Take a Sneak Peek into the NSCP National Conference!

Take a Sneak Peek into the NSCP National Conference with our Special Edition of NSCP Currents! Conference speakers provide insight into their session content. Learn more about activities in National Harbor. Get the most out of your conference experience!

The Securities Compliance Podcast: Compliance in Context Presents the Regulation Best Interest Master Class Mini-series

Don’t Miss Out on this NSCP EXCLUSIVE! The Securities Compliance Podcast: Compliance in Context has launched its Master Class Mini-series! Host Patrick Hayes (Senior Counsel, Calfee), and his special guests have performed a can’t miss review of the seminal rulemaking you must hear! The Reg BI Master Class Mini-series is designed for listeners of all backgrounds and […]

Join us at the 2021 NSCP National Conference

Do you need:Community? Motivation? Inspiration? New Perspective? We’ve got it all! NSCP National Conference November 8-10 We have all experienced burn-out from online communication. It’s time for rejuvenation, smiles, laughter and much needed in-person interaction. Join us at the NSCP National Conference! We can’t wait to see you…